Background Checks and Due Diligence
LOFFCO performs due diligence, background checks and risk analyses for a variety of investment stakeholders. We use our network of fraud examiners, lawyers, law enforcement, and intelligence professionals to provide the most secure and trustworthy due diligence on Wall Street.
With significant experience in the early detection of risks in direct lending portfolios, our firm is uniquely positioned to review and analyze your private fixed income managers. Extensive UCC checks, returns comparisons, quantitative analysis, and through background investigations have led to highly valuable risk mitigation for our clients.
We typically work on a project basis, evaluating an individual manager, or a select group of managers, prior to investment. We also have agreements in place with capital providers to examine a fixed number of managers each month, for a fixed rate. Please contact us today to learn more about how we help mitigate investment risks for pension funds, family offices, banks, and endowments.
Our consultants work with pension funds, endowments, and family offices to source, screen, and monitor alternative investment managers. We provide ongoing support over the life of the investment program and can mitigate a wide array of complex financial fraud related risks for investors.
Services are provided under a negotiated quarterly or annual retainer. LOFFCO can also serve as the primary due diligence solution for your investment office, or we can be used as a supplement to your in-house investment staff. Contact us today.
LOFFCO Risk Management provides ongoing consulting services for an initial period of one year. Two dedicated consultants are available 24/7 to achieve the objective of improving portfolio returns through risk, fraud, and loss mitigation in relation to the alternative and hedge fund investment partnerships. Key performance indicators are tracked and monitored to quantify the success of the project.
Deliverables and Timelines
Initial Review of Portfolio Managers (4-6 weeks)
Risk Assessment Report (1 week)
Performance Monitoring (annual, ongoing)
Quarterly Monitoring Review (2 weeks after manager returns are received)
4 Client Meetings (Quarterly in-person meeting)